HELP & TRAINING

The Uniform Branch Office Registration Form, Form BR is available via Web CRD. Form BR replaces the forms used by participating states to register branches, Schedule E of Form BD, and the NYSE Branch Office Application Form. The NASAA website provides additional information regarding state branch office registration requirements as well as a directory of its members if you should need to contact a jurisdiction. Joint broker-dealer/IA firms can find additional branch office registration information on the FINRA website.